Maintaining Accreditation:
The View From Legal Counsel

by Susan Dorn
ICAVL Legal Counsel


from the Fall 2000 issue


It has been gratifying to work with the ICAVL since its inception. Its commitment to upholding the rigorous standards of care for vascular laboratories is a real benefit not only to patients and payers, but also to all that work and interact with the health care community. Obtaining ICAVL accreditation demonstrates significant dedication by your laboratory, too. Your accreditation application required a substantial investment of time and resources to complete. You may have needed to hire additional staff or make procedural changes in your laboratory's past practices in order to meet the ICAVL's requirements. You certainly needed to become familiar with the ICAVL's Essentials and Standards. The process of completing the application -- and the award of accreditation -- represents an outstanding achievement. I have been asked to advise you how you can maintain your valuable ICAVL accreditation, by outlining some of the more common challenges to ICAVL laboratory accreditation and the measures you can take proactively to maintain accreditation. In addition, I will describe the rules which govern the ICAVL's administrative process for challenging accreditation.

When assessing whether ICAVL accredited laboratories comply with ICAVL Standards, it is only natural to focus on the clinical based standards that reflect the quality of diagnostic medical services. However, it is important that you realize that just as your laboratory can have its accreditation suspended or revoked for lack of compliance with the Standards, your accreditation could also be jeopardized by some basic administrative and organizational problems.

Health care institutions in general -- and particularly those offering laboratory services -- have been undergoing change, including organizational and structural changes. The nature of these changes can have a significant impact on whether your laboratory is able to maintain ICAVL accreditation. In order for the ICAVL to be able to demand legal accountability, accreditation is conferred on the legal owner of the laboratory. Accreditation, generally speaking, cannot be transferred from one laboratory to another, without submission and review of an accreditation application. As stated in the Accreditation Agreement signed by all applicant laboratories:

"If granted, accreditation will be valid for a period of three years from the date of decision (said decision date begin the date of the ICAVL Board Of Directors meeting in which the laboratory's accreditation decision was made). If the laboratory should undergo any change in its name, address, ownership, Medical Director, Technical Director or any material significant change in its operation, the Laboratory agrees that it shall notify the ICAVL of such changes in writing within thirty (30) days."

Laboratories are also reminded of this obligation within the letters notifying them of their accreditation. When ownership of a laboratory is in a state of change, it is essential that you notify the ICAVL. It is possible, so long as there is no significant operational change when new management or new ownership occurs, that your ICAVL accreditation may be maintained. But you must communicate such a change and it is your obligation to demonstrate to the ICAVL that the changes do not compromise your adherence to the ICAVL's Standards. Similarly, any change in your Medical or Technical Director positions must be communicated to the ICAVL. A brief period in which your laboratory is between qualified staff will not, in general, by itself cause the ICAVL to act to revoke your accreditation. However, failure to notify the ICAVL of a change in Medical or Technical Director positions, along with outlining their replacement, is of grave concern to the ICAVL.

In keeping with its mission of ensuring that accredited laboratories strive to be in compliance at all times with its standards, the ICAVL has established internal rules for suspending and revoking a non-compliant laboratory's accreditation. The ICAVL often receives complaints of non-compliance from other laboratories, but any person can trigger the ICAVL's review of accreditation by filing a written complaint with the ICAVL Executive Director. The complaint is scrutinized based on a number of factors, including the severity of the allegation and whether a violation of the ICAVL Standards is alleged. When the ICAVL has determined that the complaint contains grounds upon which the ICAVL could take action against the laboratory, a letter outlining the specifics of the complaint is sent to the Medical Director of the laboratory, and the laboratory is given an opportunity to respond. If the laboratory's response does not satisfy the ICAVL Executive Director that the laboratory is fully compliant, the matter is transmitted to the ICAVL Compliance Committee for further review and action.

The ICAVL Compliance Committee, made up of members of the Board Of Directors, will then review the complaint(s) as well as the Medical Director's response to determin whether there is a potential non-compliance problem. If the Committee believes that the laboratory might be in non-compliance with the Standards, it conducts an investigation, which may include a site visit to the laboratory. The laboratory has failed to continue to adhere to the Standards. The laboratory may then request a hearing by the ICAVL Executive Committee. If that committee determines that the laboratory is not in compliance, it can: (1) order the laboratory to take remedial action to ensure that it is in compliance with the Standards; (2) impose a sanction upon the laboratory, such as a letter of reprimand or a suspension of its accreditation; or (3) revoke the laboratory's accreditation. The laboratory may appeal the Committee's decision to the ICAVL 's Board Of Directors. Looking only at the written record, the Board will determine whether the Committee's conclusion was a clearly erroneous application of the Standards.

That being said, if a laboratory fails to respond to the ICAVL's request for information at any time during their three-year accreditation period, the ICAVL may determine to revoke its accreditation immediately. It is therefore extremely important that you respond to any questions posed by the ICAVL relating to your compliance with the ICAVL Standards. The ICAVL transmits all accreditation-dependent correspondence to you by verifiable means of delivery, so it is certain that you have received the ICAVL's concerns and are aware of the importance of your response.

The ICAVL is committed to assisting your laboratory so that you and the community who depend on the services provided can continue to be assured that you are offering high quality patient care. Continuing to ensure that the ICAVL is informed of the changes to your laboratory's organizational operations will help the ICAVL make that possible.


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